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Chief Compliance Officer Jobs In New York

18 matches | 1 - 18 displayed
  1  
date  location  job detail
Dec 21,2017 USA-NY-New York City Director, Revenue Accounting
Yext puts business on the map. The Yext Knowledge Engine? lets companies manage their digital knowledge in the cloud and sync it to over 100 services in the PowerListings® Network. Yext Listings, Pages, and Reviews help businesses around the globe facilitate face-to-face and digital interactions th
Dec 22,2017 USA-NY-New York City Director, Volcker Compliance Global Markets
New York, NY, USA
Job Type:
Permanent, Full time
Company:
The Forum Group
Updated on:
22 Dec 17
2017-12-22
The Project Manager position is to support our clients Volcker Rule Program, implementing ongoing enhancements and controls, and provide subject matter expertise on this and related regulatory
Dec 28,2017 USA-NY-New York City Chief Compliance Officer Wealth, Pensions & Investments Division
New York, NY, USA
Job Type:
Permanent, Full time
Company:
The Compliance Search Group, LLC
Posted on:
14 Dec 17
2017-12-14
A well-respected, hundred-year- old, Fortune 500 firm that offers investment advisory, management consulting, insurance and risk management services seeks a Chief Compliance Off
Jan 03,2018 USA-NY-New York City Senior Director, Corporate Governance
New York, NY
What you'll be doing
Play significant role in the development, management and execution of environmental, social and governance policy related to client companies global active ownership activity across the enterprise. This include supervise the execution of domestic and international p
Aug 12,2015 USA-NY-New York City Chief Compliance Officer / General Counsel
Do you have a unique background combining law and finance/hedge funds? Life After Law has the right opportunity for you! Our Client is a Hedge Fund in need of a Chief Compliance Officer to advise on SEC, FHA/HUD, and GNMA regulations as they relate to the company's trading as well as information fl
Jan 05,2018 USA-NY-New York City Chief Compliance Officer
The Chief Compliance Officer will insure that the company is compliant with FINRA and other regulatory rules and that the staff and management are aware of their responsibilities in this regard. The individual will provide guidance to the firm's CEO and business leaders with respect to new business
Jan 05,2018 USA-NY-New York City Chief Information Officer
\n\nJob Description\nOverviewResponsible for the technology strategic direction and tactical functions of information technology (IT) at COMPANY. Functions as the executive leader and responsible for leading   key initiatives for the organization: examples include: an Electronic Health Record (EHR
Jan 05,2018 USA-NY-New York City VP of People
\n\nJob Description\nThe VP of People will be a proven leader who has led a high-growth company through a stage of rapid expansion. He or she will have experience working in the technology sector, scaling HR processes, leading strategic organizational design, defining internal development needs, rec
Jan 05,2018 USA-NY-Brooklyn Chief Operating Officer
OPPORTUNITY SUMMARY
Reporting directly to the CEO, and serving as a member of the Network Leadership Team (NLT), the Chief Operating Officer (COO) will be responsible for growing the organization from 2 schools (1 in NYC, 1 in NC) to 8 total schools (4 in NYC, 4 in NC) by 2023. The COO will maximize
Jan 09,2018 USA-NY-New York City Director of Information Security
Director of Information Security
Job type:
Permanent
Salary:
competitive
Location:
New York
Reference:
HA-32778110
A healthcare technology start up is modernizing how Americans receive their medication in an affordable way. Given the status of the product, there will be a large amount of users in a
Jan 11,2018 USA-NY-New York City Global Director of Finance and Administr - New York, NY
Global Director of Finance and Administration
Kaiser Whitney Staffing 4 reviews - New York, NY
$200,000 a year
I am looking for a Senior Director of Finance and Administration for one of my Not-For-Profits. This is an amazing role for that Controller from larger or CFO from a smaller organization t
Jan 12,2018 USA-NY-New York City VP Compliance Officer for Swaps Dealer
New York, NY, USA
Job Type:
Permanent, Full time
Company:
The Forum Group
Posted on:
11 Jan 18
2018-01-11
This person in this role will be responsible to develop a robust global CCO Compliance Program for Firms Swap Dealers to ensure compliance with all applicable regulatory requirements.
Responsibi
Jan 12,2018 USA-NY-New York City VP, Operations & Finance COO - FinTech - New York
New York, NY, USA
Job Type:
Permanent, Full time
Company:
Twenty Recruitment Group - US
Posted on:
11 Jan 18
2018-01-11
We are partnering with a well-funded fast growth fintech client that is targeting the electronic credit markets.
VP, Operations & Finance - FinTech
We are partnering with a well-fu
Jan 11,2018 USA-NY-New York City Chief Information Officer
\n\nJob Description\nRESPONSIBILITIES:Kforce is working with a growing information services firm located in New York, NY and they are searching for a Chief Information Officer (CIO). This company is seeking a c-suite level business professional (Chief Information Officer, C.I.O) with a storied caree
Jan 17,2018 USA-NY-New York City VP FX Compliance
New York, NY, USA
Job Type:
Permanent, Full time
Company:
Hamlyn Williams
Posted on:
16 Jan 18
2018-01-16
My client are a leading global financial institution and they are looking to hire a VP level compliance officer into their team. The role will have a broad remit covering and helping to lead the
Jan 17,2018 USA-NY-New York City Chief Operating Officer
SUMMARY:
The Chief Operating Officer will lead and manage all operational functions of the Firm, excluding
finance, and will ensure that the administrative team effectively and proactively meets all operational
needs, thus enabling the firm to pursue its strategic objectives and business goals. This
Jan 17,2018 USA-NY-New York City Vice President Review Team Officer
Job Description - Vice President- Review Team Officer (FIN001124) Vice President- Review Team Officer\u00a0( Job Number: FIN001124) Business Overview: The Management of BNP Paribas has committed to ensure compliance with AML \/ Embargo & Sanctions rules within the entire Group.In this context, Group
Jan 17,2018 USA-NY-New York City Chief Compliance Officer Treasury and Trade Solutions TTS
Job Description - Chief Compliance Officer \u2013 Treasury and Trade Solutions (TTS) (17072061) Job Description Chief Compliance Officer \u2013 Treasury and Trade Solutions (TTS)-17072061 Description About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does b
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