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Chief Compliance Officer Jobs In New York

18 matches | 1 - 18 displayed
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date  location  job detail
Oct 06,2018 USA-NY-New York City Chief Compliance Officer- Midsized Investment Bank
Job Description & How to Apply Below
New York Overview We are searching for a Chief Compliance Officer on behalf of a New York City-based, mid-sized investment bank. The bank offers wealth management, retail/institutional brokerage, securities underwriting, research, institutional sales and trading.
Oct 30,2018 USA-NY-New York City AVP Fund Finance
AVP Fund Finance
AVP Fund Finance
New York, NY
Responsibilities
Manage outside vendors including fund administrator, banks, auditor, tax preparers and other service providers to accomplish required tasks / responsibilities
Perform detailed review of quarterly reporting packages and other key busines
Nov 13,2018 USA-NY-New York City Chief Marketing Officer
Education
Bachelor's Degree
Master's Degree
Skills
Marketing
Marketing Automation
Coaching Experience
Axiom, a pioneer in the legal industry and a leading, global provider of technology-enabled legal solutions, is seeking a Chief Marketing officer to join our team.
Axiom & The Role
Axiom is a disrup
Nov 16,2018 USA-NY-New York City VP of Global Total Rewards
\n\nJob Description\nWe know that diverse teams win and are fully committed to selecting leaders and employees that represent the markets in which we operate. We are still led by our Co-founders and have global operations in US, Europe and Asia with over 2000 employees.Your Mission:The Vice Presiden
Nov 16,2018 USA-NY-New York City Chief People Officer VP Global Human Resources
\n\nJob Description\nPosition Summary: The Chief People Officer (CPO) will be responsible for reimagining Company?s people function, culture, structure and policies. S/he will drive key Human Resources (HR) best practices and initiatives and provide strategic direction and expertise for the full sc
Nov 16,2018 USA-NY-New York City VP of Human Resources
\n\nJob Description\nDescriptionCompany seeks an experienced human resources professional to lead a team of 18 who will be responsible for providing a full spectrum of human resource services to nearly 2,000 employees across all five boroughs of New York City; Westchester, Orange and Rockland Counti
Nov 24,2018 USA-NY-Queens VP EDD High Risk Customer Monitoring Group Manager - USA-NY-Queens
\n\nJob Description\nThe Vice President, Enhanced Due Diligence - High Risk Customer Monitoring Group Manager, of the BSA Compliance unit, is the lead subject matter expert on inherently high risk BSA/ AML/TF customer types and is responsible for the oversight of the day-to-day management of the Enh
Nov 16,2018 USA-NY-New York City CFO / COO - Luxury Goods - New York, NY
\n\nJob Description\nCFO / COO - New York, NY - $250,000 Are you an established Finance professional with experience building out the Finance and Operations department for high-growth, high-end retail/cosmetics companies? We are searching for a CFO / COO in Manhattan who can lead a luxury retail com
Nov 21,2018 USA-NY-New York City SVP of Credit Approval Asset & Structured Finance
Description
The main purpose for this role is to ensure that applicable risks including counterparty, collateral and deal structures are clearly considered for Asset and Structured Finance (?ASF?) transactions, and to contribute towards building a sound quality asset portfolio and a robust credit cu
Nov 21,2018 USA-NY-New York City SVP of Credit Approval Asset & Structured Finance
\n\nJob Description\nDescription   The main purpose for this role is to ensure that applicable risks including counterparty, collateral and deal structures are clearly considered for Asset and Structured Finance (?ASF?) transactions, and to contribute towards building a sound quality asset portfol
Nov 23,2018 USA-NY-New York City Director, Business Analytics
Director, Business Analytics
in
New York
New York
Dual-headquartered in New York and London, Fitch Ratings is a leading provider of credit ratings, commentary and research. Dedicated to providing value beyond the rating through independent and prospective credit opinions, Fitch Ratings offers global
Nov 28,2018 USA-NY-New York City Director of Human Resources
Our client is currently looking for a Director of Human Resources.

The HR team is currently responsible for the management of all human resource activities. This includes recruitment, induction, compensation and benefits, global mobility, HR policy, learning and development, performance management,
Nov 28,2018 USA-NY-New York City VP Compliance Officer - Testing Markets
\u00a0Overview: Compliance Controls Testing team, a part of the Compliance Department, conducts reviews to evaluate the firm\u2019s compliance with applicable laws and regulations and to help ensure that control gaps are adequately escalated and mitigated through remedial actions.\u00a0 This role wi
Nov 30,2018 USA-NY-New York City CFO - 56892
Responsibilities
Work closely with the Executive Director and Treasurer to prepare and monitor the budget and all financial reports including the audit
Manage the budget-related areas of grant applications and reporting
Handle contract negotiations and compliance
Work together with Division Heads to
Nov 30,2018 USA-NY-New York City Chief Diversity Officer and Special Assistant to the President
POSITION DETAILS Reporting to the President, the Chief Diversity Officer (CDO) and Special Assistant to the President carries responsibility for campus diversity, compliance, and faculty professional development initiatives on campus. Duties include but are not limited to the following: Overs
Dec 01,2018 USA-NY-New York City VP of Business Platforms Organizational Effectiveness
The VP, Business Platforms Organizational Effectiveness (OE) is a key member of the Business Platforms HR Team and is responsible for providing OE leadership to the Chief Business Office, the Chief Digital and Technology Office, Corporate Affairs, and the Legal and Compliance organizations.   A ke
Dec 05,2018 USA-NY-New York City Chief Compliance Officer
\n\nJob Description\nThe NY Branch of a foreign bank is looking for a CCO. The CCO needs to have experience working at an international bank/FBO and have managed both the AML and regulatory compliance functions. More details will be provided on request. \r\r 
Dec 07,2018 USA-NY-New York City VP of Ratings Quality Officer
The Team: Company Credit Ratings, LLC (MCR) is registered with the U.S. Securities and Exchange Commission as a nationally recognized statistical rating organization (NRSRO). MCR issues credit ratings on a variety of security types including commercial mortgage-backed, residential mortgage-backed, a
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